Eric Brodwin

Current Employers

Congress Park Capital Llc

57 Phila Street, Saratoga Springs, NY 12866 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-01
CT	RA	APPROVED	2009-08-10

NY RA
APPROVED

Since 2021-04-01
CT RA
APPROVED

Since 2009-08-10

Branch Locations

Saratoga Springs, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Congress Park Capital Llc	Saratoga Springs	NY	06/2009	Present
The Law Forum	Wallingford	CT	06/2009	Present

06/2009 → Present

Congress Park Capital Llc

Saratoga Springs, NY
06/2009 → Present

The Law Forum

Wallingford, CT

Other Businesses

MR. BRODWIN HAS AN EQUITY OWNERSHIP INVESTMENT IN FORZA, CORP. (ABOUT 14.5%). MR. BRODWIN RECEIVES PERIODIC UPDATES FROM THE COMPANY BUT DOES NOT HAVE AN ACTIVE, ONGOING ROLE IN THE COMPANY. MR. BRODWIN DOES NOT SPEND TIME ON THIS ENDEAVOR DURING MARKET HOURS OTHER THAN AN OCCASIONAL CONVERSATION WITH THE COMPANY PRESIDENT. FORZA, CORP, IS A PRIVATE COMPANY FOCUSED ON NETWORK INTEGRATION FOR SMALL AND MID-SIZED BUSINESSES AND SOFTWARE DEVELOPMENT. MR. BRODWIN IS THE OWNER OF STRATEGIC CONSULTING. MR BRODWIN OFFERS PRIVATE CONSULTING APPROX. 50 HOURS/MONTH NONE OF WHICH ARE DURING MARKET HOURS. OLDEST LIGHTHOUSE LLC; NON INVESTMEN-RELATED; 12 STRATTON ST SARATOGA SPRINGS, NY 12866; REAL ESTATE DEVELOPMENT; MANAGING MEMBER; START 06/2024; APPROX 20 HRS/MONTH; 0 DURING SECURITIES TRADING HOURS; DEVELOPING CONDOS IN DOWNTOWN SARATOGA SPRINGS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-09-11
S66	Uniform Combined State Law Examination	2002-12-19

S65 Uniform Investment Adviser Law Examination

2009-09-11
S66 Uniform Combined State Law Examination

2002-12-19