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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-25 |
| IL | RA | APPROVED | 2014-11-07 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
10 N. Martingale Road Suite 400, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Navistar, Inc. F/K/A International Truck & Engine Corp. ("Itec") | Lisle | IL | 02/2000 | 03/2026 |
| Global View Capital Management, Llc | Waukesha | WI | 01/2014 | Present |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 11/2010 | Present |
| Global View Capital Advisors, Llc | Waukesha | WI | 05/2013 | Present |
| Traton R&D Us, Llc | Lisle | IL | 04/2026 | Present |
[1] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; INSURANCE AGENCY; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2010; APPROX 30 HRS/MONTH; APPROX 10 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-06-2013; APPROX. 60 ADVISORY HRS/MONTH; APPROX. 20 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 02.15.2023; APPROX. 10 HRS/MONTH DURING TRADING HOURS; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS. [4] TRATON R&D US, LLC; NOT INVESTMENT RELATED; ADDRESS: 2701 INTERNATIONAL DRIVE, LISLE, IL 60532; NATURE: VEHICLE RESEARCH & DEVELOPMENT;POSITION: ENGINEERING MANAGER SR.; STARTED: 04.01.2026; APPROX. 120 HRS/MO DURING TRADING HOURS; APPROX. 40 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: LEAD A TEAM OF ENGINEERS TO DEVELOPE AND MAINTAIN TEST ENVIRONMENTS THAT COVER SOFTWARE TESTING ON DOMAINS OF BODY, CHASSIS, CAB, BRAKES, PROPULSION, HMI, CONNECTIVITIY, EV AND ADAS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-19 |
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