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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-08
  • NC RA
    APPROVED
    Since 2026-07-08

Branch Locations

Mint Hill, NC • United States

5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Charlotte NC 02/2011 01/2025
Osaic Wealth, Inc. Charlotte NC 01/2025 07/2026
Lpl Enterprise Llc Charlotte NC 07/2026 Present
  • 02/2011 → 01/2025
    Lincoln Financial Securities Corporation
    Charlotte, NC
  • 01/2025 → 07/2026
    Charlotte, NC
  • 07/2026 → Present
    Charlotte, NC
Previous Registrations
  • 2025-01-24 → 2026-07-10
    Charlotte, NC
  • 2011-02-03 → 2025-01-24
    Osaic Fs, Inc.
    Charlotte, NC
    Charlotte, NC
  • 2004-04-29 → 2011-02-03
    Msi Financial Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2003-01-09 → 2003-12-02
    Morgan Stanley Dw Inc.
    Charlotte, NC
Other Businesses

1. 07/01/2026 - Bing Michael N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Mint Hill, NC – Inv Related – OBA Start Date: 06/11/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 07/01/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Mint Hill, NC – Inv Related – OBA Start Date: 06/11/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 07/01/2026 - Bing Michael - Non-Variable Insurance - Charlotte, NC – Inv Related – OBA Start Date: 01/01/2016 – 15 Hour(s)/Month – 02 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-07
  • S66 Uniform Combined State Law Examination
    2003-01-07

View on SEC IAPD

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