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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2020-09-11 |
| CA | RA | APPROVED | 2020-09-01 |
| WA | RA | APPROVED | 2020-09-01 |
Branch Locations
4800 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States
16789 Bernardo Center Dr, San Diego, CA 92128 • United States
4800 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States
San Diego, CA • United States
1201 Pacific Ave 6Th Floor, Tacoma, WA 98402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucia Capital Group | San Diego | CA | 04/2010 | Present |
| Lucia Securities, Llc | San Diego | CA | 09/2011 | Present |
| Lpl Financial, Llc | San Diego | CA | 09/2020 | Present |
1. 09/01/2020 - LUCIA CAPITAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ SAN DIEGO, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-12 |
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