Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-11
MT RA APPROVED 2012-06-13
NV RA APPROVED 2009-12-18
  • TX RA
    APPROVED_RES
    Since 2018-01-11
  • MT RA
    APPROVED
    Since 2012-06-13
  • NV RA
    APPROVED
    Since 2009-12-18

Branch Locations

Billings, MT • United States

8180 Rafael Rivera Way Ste 305, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Las Vegas NV 12/2009 Present
  • 12/2009 → Present
    Lpl Financial
    Las Vegas, NV
Previous Registrations
Other Businesses

1. 05/18/2011 - DBA ONLY, BIG SKY WEALTH MANAGEMENT INC. 2. 12/08/2021 - Bogar Farms LLC - Investment Related - Buford, WY 82052 - Real Estate Rental - Start Date: 11/30/2021 - 3 Hours Per Month/0 Hours During Securities Trading - 2468 acres of farm land.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-23
S63 Uniform Securities Agent State Law Examination 2005-11-23
  • S66 Uniform Combined State Law Examination
    2006-03-23
  • S63 Uniform Securities Agent State Law Examination
    2005-11-23

View on SEC IAPD

More in Billings, MT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor