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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
KS RA APPROVED 2018-06-22
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • KS RA
    APPROVED
    Since 2018-06-22

Branch Locations

112 N Main St, Hope, KS 67451 • United States

Hope, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc Hope KS 10/2002 06/2018
Cook Farms Hope KS 04/1988 Present
Ameriprise Financial Services Inc Hope KS 06/2018 03/2020
Ameriprise Financial Services, Llc Hope KS 03/2020 Present
  • 10/2002 → 06/2018
    Investment Professionals, Inc
    Hope, KS
  • 04/1988 → Present
    Cook Farms
    Hope, KS
  • 06/2018 → 03/2020
    Ameriprise Financial Services Inc
    Hope, KS
  • 03/2020 → Present
    Hope, KS
Previous Registrations
  • 2007-08-22 → 2018-09-24
    Investment Professionals, Inc.
    Hope, KS
    San Antonio, TX
    Hope, KS
    Kansas City, MO
    Downers Grove, IL
Other Businesses

Real Estate Ownership; Farmland; approx. 1473 900 Ave, Hope, KS 67451, ,; Not Investment-Related; 11/26/2011 / Farmland; Approximatel 1429 700 Ave, Hope, KS 67451, ,; Not Investment-Related; 11/26/2011 / Farmland; Approximately 1340 900 Ave, Hope, KS 67451, ,; Not Investment-Related; 11/09/2018. Business Ownership; Cook Farms; Owner/Operator; Crop farm, primarily certified seed wheat production.; 1429 700 Ave, Hope, KS 67451, ,; Not Investment-Related; 04/01/1988; 10 to 19 hours per month; 0 during trading hours / First National Bank of Hope; Loan Officer and assigned bank management and reporting responsibilities. Director/Boardmember; Full Service Bank in primarily an agricultural community.; 112 N. Main, , Hope, KS, 67451; Investment-Related; 03/01/2007; 60 hours per month; 20 to 39 during trading hours. Board of Directors; Turkey Creek Watershed Board; Board Member; No Formal Address, ,; Not Investment-Related; 03/01/2002; 1 to 9 hours per month; 0 during trading hours / First National Bank of Hope; Board Member; 112 N. Main, P.O. Box 67, Hope, KS 67451, ,; Not Investment-Related; 03/01/2007; 1 to 9 hours per month; 0 during trading hours / Hope United Methodist Church; Chairman; Hope, KS 67451, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / The Community Foundation of Dickinson County, Inc; Board Member; 418 NW Third Street, , Abilene, KS, 67410; Investment-Related; 06/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; First National Bank of Hope; President - President of the Bank. Role include management functions and reporting.; ; 112 N. Main, , Hope, KS, 67451; Investment-Related; 04/01/2020; 60 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-21
S63 Uniform Securities Agent State Law Examination 2002-10-29
  • S66 Uniform Combined State Law Examination
    2007-08-21
  • S63 Uniform Securities Agent State Law Examination
    2002-10-29
Other Names
  • Dan W Cook
  • Daniel Wayne Cook

View on SEC IAPD

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