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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-12
TX RA APPROVED_RES 2017-02-22
NH RA APPROVED 2012-06-20
  • FL RA
    APPROVED
    Since 2022-09-12
  • TX RA
    APPROVED_RES
    Since 2017-02-22
  • NH RA
    APPROVED
    Since 2012-06-20

Branch Locations

Valrico, FL • United States

100 N Westshore Blvd, Tampa, FL 33609 • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 07/2011 Present
Bank Of America, N.A. Boston MA 09/2011 Present
Previous Registrations
Other Businesses

I*3015283, Entity Type: , Name of OBA: K A. O, Address: BRADENTON, Florida, 34209, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10/15/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*3016280, Entity Type: , Name of OBA: K A. O, Address: BRADENTON, Florida, 34209, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/15/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-14
S63 Uniform Securities Agent State Law Examination 2002-10-31
  • S66 Uniform Combined State Law Examination
    2007-06-14
  • S63 Uniform Securities Agent State Law Examination
    2002-10-31
Other Names
  • Sean Christian Corey

View on SEC IAPD

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