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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-12 |
| TX | RA | APPROVED_RES | 2017-02-22 |
| NH | RA | APPROVED | 2012-06-20 |
Branch Locations
100 N Westshore Blvd, Tampa, FL 33609 • United States
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 07/2011 | Present |
| Bank Of America, N.A. | Boston | MA | 09/2011 | Present |
I*3015283, Entity Type: , Name of OBA: K A. O, Address: BRADENTON, Florida, 34209, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10/15/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*3016280, Entity Type: , Name of OBA: K A. O, Address: BRADENTON, Florida, 34209, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/15/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-31 |
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