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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-23
  • MI RA
    APPROVED
    Since 2026-01-23

Branch Locations

100 Maple Park Blvd #120, St. Clair Shores, MI 48081 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Southfield MI 11/2015 12/2017
Tiaa-Cref Individual & Institutional Services, Llc Southfield MI 11/2015 12/2017
Unemployed Grosse Pointe MI 12/2017 03/2018
Independent Financial Partners St. Clair Shores MI 03/2018 Present
Ifp Securities, Llc St. Claire Shores MI 05/2019 Present
Private Advisor Group, Llc Morristown NJ 01/2026 Present
Previous Registrations
Other Businesses

Mr. Scarfone uses True North Financial Services as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Scarfone is registered at, and is related to his investment services practice. Mr. Scarfone devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Scarfone devotes to activity providing investment services through PAG.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-15
  • S66 Uniform Combined State Law Examination
    2016-04-15
Other Names
  • William A Scarfone
  • William A Scarfone

View on SEC IAPD

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