Best Investors
Account
Sign in
Best Investors
Account
Sign in
401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2008-06-03 |
| WI | RA | APPROVED | 2008-06-03 |
Branch Locations
100 E Wisconsin Ave Suite 1550, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Russell Investments | Tacoma | WA | 06/2008 | Present |
Name of the other business: Advisor Target, Inc. Whether the business is investment-related: Yes Nature of the other business: Financial services data provider. Your position, title, or relationship: Client Advisory Board Member. Start date of the relationship: February 1, 2024 Approximate number of hours per month devoted: Approximately 2-3 hours per month. Number of hours during securities trading hours: Minimal; primarily outside trading hours. Brief description of duties: Participation on a client advisory board to provide feedback on data products used by Russell Investments. Activities include periodic virtual meetings, one annual in-person meeting, and limited feedback throughout the year. No solicitation, sales, or investment decision-making responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-13 |
Reach out to this advisor