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Westfield, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-08 |
| NY | RA | APPROVED | 2025-02-26 |
| NJ | RA | APPROVED | 2024-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon Wealth Management | Westfield | NJ | 06/2008 | 01/2023 |
| N/A | Westfield | NJ | 01/2023 | 11/2023 |
| Tucker Wealth Advisory Llc | Westfield | NJ | 11/2023 | Present |
Robert Tucker provides financial analysis and Chief Financial Officer Consulting Services to small companies and nonprofits. This is not investment related, does not pose a conflict of interest and accounts for up to 10% of his time during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-27 |
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