Dennis Patrick Gogarty

Current Employers

Raffa Investment Advisers

Washington, DC • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-01-01

DC RA
APPROVED

Since 2025-01-01

Branch Locations

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raffa Wealth Management Llc	Rockville	MD	07/2005	Present

07/2005 → Present

Raffa Wealth Management Llc

Rockville, MD

Previous Registrations

2005-02-03 → 2006-04-05

Investors Security Company, Inc.

Rockville, MD

Rockville, MD
2003-08-22 → 2005-01-10

Mml Investors Services, Llc

Bethesda, MD

Other Businesses

INDEPENDENT AGENT SINCE 2002, RAFFA FINANCIAL SERVICES, 1445 RESEARCH BLVD., ROCKVILLE, MD; SALE OF GROUP BENEFITS INSURANCE SERVICES (GROUP HEALTH, LIFE, DISABILITY); INDIVIDUAL LIFE, LTD, AND LTC., APPROXIMATLEY 2 HOURS PER MONTH, ALL DURING TRADING HOURS, NOT INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-29

S66 Uniform Combined State Law Examination

2003-07-29

Designations

Other Names

Dennis Patrick Gagarty

View on SEC IAPD