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Huntersville, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-12-20 |
| NC | RA | APPROVED | 2011-04-25 |
| MI | RA | APPROVED | 2011-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 3A Financial Group Llc | Charlotte | NC | 01/2011 | Present |
| Alight Solutions (Formerly Aon Hewitt) | Charlotte | NC | 12/2010 | Present |
| Alight Financial Solutions Llc | Charlotte | NC | 11/2011 | Present |
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3)3A FINANCIAL GROUP LLC (NON-INVESTMENT RELATED), 1001 E. WT HARRIS BLVD, SUITE P158; CHARLOTTE, NC 28213; CPA; START DATE; 9/16/09; 4 HR/MO, 1 HR DURING SECURITIES TRADING HRS; PROVIDE TAX SERVICES TO CLIENTS WHEN NEEDED. 4)AON HEWITT, 7201 HEWITT ASSOCIATES DR., CHARLOTTE, NC 28262. BEGAN 12/6/2010 AS A CLIENT SERVICES TEAM MANAGER THAT IS A SALARIED POSITION STARTING AN INVESTMENT ADVISORY AND FINANCIAL PLANNING PRACTICE. INVESTMENT RELATED. DEVOTES 40HR/WK, 5DAYS/WK DURING TRADE. 5) 3A FINANCIAL GROUP LLC (INVESTMENT RELATED) RIA FIRM; 1001 E. WT HARRIS BLVD, SUITE P158; CHARLOTTE, NC 28213; PRINCIPAL; START DATE 1/2011; 20HR/WEEK, 1 HOUR/DAY DURING SECURITY TRADING HOURS. PROVIDE INVESTMENT ADVICE AND FINANCIAL PLANNING TO CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-06 |
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