Nicholas R Bormann

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-12
CA	RA	APPROVED	2011-01-03

MN RA
APPROVED

Since 2013-11-12
CA RA
APPROVED

Since 2011-01-03

Branch Locations

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

950 E Wayzata Blvd Ste 200, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Rogers	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Rogers	MN	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Rogers, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Rogers, MN

Previous Registrations

2008-07-25 → 2011-01-03

Wells Fargo Investments, Llc

Rogers, MN

Rogers, MN

Other Businesses

BB PINE LANE TRUST LLC, INV RELATED, EDINA, MN, TREASURER, START 2/25/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTATE PLANNING FACILITATING TAX PAYMENTS AND OPERATING EXPENSES FOR CABIN. HEROES HELPING HEROES; INV RELATED;PRIOR LAKE,MN; TREASURER; START DATE: 02/21/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-23
S63	Uniform Securities Agent State Law Examination	2002-10-14

S66 Uniform Combined State Law Examination

2008-07-23
S63 Uniform Securities Agent State Law Examination

2002-10-14

Designations

View on SEC IAPD