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765 Baywood Drive Suite 147, Petaluma, CA 94954 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-14 |
| CA | RA | APPROVED | 2021-03-03 |
Branch Locations
765 Baywood Drive Suite 147, Petaluma, CA 94954 • United States
833 Franklin St Suite 5, Napa, CA 94559 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-10 |
Branch Locations
833 Franklin Street Ste 2, Napa, CA 94559-2422 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Napa | CA | 02/2015 | Present |
| Slr Asset Management, Llc (Dba: Slr Advisors) | Napa | CA | 02/2015 | 09/2021 |
| Allpoint Financial Group, Llc | Napa | CA | 01/2021 | Present |
1. 11/2/2021 - AllPoint Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/01/2021 - 200 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through AllPoint Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 03/24/2022 - AllPoint Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 04/08/2022 - AllPoint Tax Services - DBA: AllPoint Financial Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 10/01/2021 - 15 Hours Per Month/0 Hours During Securities Trading - Tax Prep. 4. 11/30/2023 - Napa Rifle and Pistol Club - Non-Profit Board Member - Treasurer - Not Investment Related - 2216 Monticello Rd. Napa, CA 94558 - Start Date 01/01/2024 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-21 |
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