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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-12
  • PA RA
    APPROVED
    Since 2022-10-12

Branch Locations

Newtown Square, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Investments, Llc Radnor PA 01/2008 08/2020
Nuveen Asset Management, Llc Chicago IL 09/2011 08/2020
New York Life Investments Newtown Square PA 10/2020 10/2022
Allspring Funds Distributor, Llc Charlotte NC 09/2022 Present
Allspring Funds Management, Llc San Francisco CA 09/2022 Present
  • 01/2008 → 08/2020
    Nuveen Investments, Llc
    Radnor, PA
  • 09/2011 → 08/2020
    Chicago, IL
  • 10/2020 → 10/2022
    New York Life Investments
    Newtown Square, PA
  • 09/2022 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
  • 09/2022 → Present
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-09-17
S65 Uniform Investment Adviser Law Examination 2002-09-18
  • S63 Uniform Securities Agent State Law Examination
    2004-09-17
  • S65 Uniform Investment Adviser Law Examination
    2002-09-18
Other Names
  • Joshua Daniel Fiedler
  • Joshua Fiedler

View on SEC IAPD

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