David Cole Panziera

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-30
CA	RA	APPROVED	2025-06-19

TX RA
APPROVED_RES

Since 2025-07-30
CA RA
APPROVED

Since 2025-06-19

Branch Locations

Carmel, CA • United States

1 Lower Ragsdale Dr Bldg 1 Ste 100, Monterey, CA 93940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Llc	Monterey	CA	04/2025	Present
Intel Corporation	Santa Clara	CA	01/2005	11/2024
Unemployed	Carmel	CA	11/2024	04/2025

04/2025 → Present

Ameriprise Financial Services Llc

Monterey, CA
01/2005 → 11/2024

Intel Corporation

Santa Clara, CA
11/2024 → 04/2025

Unemployed

Carmel, CA

Previous Registrations

2001-05-10 → 2002-07-15

Lockwood Financial Services, Inc.

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-18

S66 Uniform Combined State Law Examination

2025-06-18

Other Names

David Panziera

View on SEC IAPD