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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-01-15
  • IL RA
    APPROVED
    Since 2015-01-15

Branch Locations

510 West Delaware Street, Fairfield, IL 62837 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Fairfield IL 01/2015 Present
Raymond James Financial Services Advisors Inc. Fairfield IL 01/2015 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1585 County Road 1000 North, Fairfield, IL, 62837, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have farmland that I rent to a farmer. $150 per acre.I have no responsibilities other than collecting a check from him. 50% by April 1 and 50% by Jan. 1st. Farmer is a client. (2)Name of Business: Conard Financial Group, LLC Address: 510 West Delaware Street, Fairfield , IL, 62837, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/12/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Company (3)Name of Business: Conard Properties, LLC Address: 510 West Delaware Street, Fairfield , IL, 62837, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Property owner of commercial property. (4)Name of Business: No name - we just own rental property Address: 1585 County Road 1000 North, Fairfield , IL, 62837, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/02/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We have 1 rental house - we collect a check each month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-10
S63 Uniform Securities Agent State Law Examination 2002-12-11
  • S66 Uniform Combined State Law Examination
    2008-09-10
  • S63 Uniform Securities Agent State Law Examination
    2002-12-11

View on SEC IAPD

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