Anne Kim Trinh

Current Employers

Employment History

• 08/2008 → 10/2021
  M Holdings Securities, Inc.
  Portland, OR
• 08/2008 → 12/2019
  M Advisory Group
  Torrance, CA
• 10/2021 → Present
  Kestra Investment Services, Llc
  Torrance, CA
• 10/2021 → Present
  Kestra Advisory Services, Llc
  Torrance, CA

Previous Registrations

• 2008-10-22 → 2021-11-02
  M Holdings Securities, Inc.
  Torrance, CA
  Torrance, CA
  Portland, OR
  Torrance, CA
• 2002-10-30 → 2008-09-15
  Waddell & Reed
  Torrance, CA
  Hermosa Beach, CA
  Torrance, CA

Other Businesses

Name: CHRISTIAN FOUNDATION OF AMERICA POSITION: volunteer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: Yes # OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/16/2020 ADDRESS: 1 Dole Dr., #3133, Westlake Vilalge CA 91362 DESCRIPTION: Participate in meetings and conduct workshops to promote charitable giving. NAME: KESTRA ADVISORY SERVICES, LLC POSITION: President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/22/2021 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: FAMILY WEALTH COUNSELING, LLC POSITION: President & Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/15/2021 ADDRESS: 4411 South IH-35, #201, Georgetown TX 78626, United States DESCRIPTION: Provide financial planning, investment and insurance services NAME: ANNE TRINH POSITION: Agent NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2002 ADDRESS: 3465 TORRANCE BLVD, SUITE N, Torrance CA 90503, United States DESCRIPTION: Serve as agent of record for 1 group health insurance policy with Kaiser. NAME: FWC BUSINESS CONSULTING POSITION: President NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/28/2024 ADDRESS: 4411 South IH-35, Suite 100B, Georgetown TX 78626, United States DESCRIPTION: Market and provide consulting and coaching services to business owners using CEPA methodology and the Value Business Builder system. NAME: KESTRA ADVISORY SERVICES, LLC POSITION: President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/22/2021 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: CHRISTIAN FOUNDATION OF AMERICA POSITION: volunteer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: Yes # OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/16/2020 ADDRESS: 1 Dole Dr., #3133, Westlake Village CA 91362, United States DESCRIPTION: Participate in meetings and conduct workshops to promote charitable giving. NAME: 2FISH FOUNDATION POSITION: Executive Director NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/26/2024 ADDRESS: 317 Bayonne St., El Segundo CA 90245, United States DESCRIPTION: The executive director collaborates with the board of directors to implement programs and plan activities to achieve the organization's goals.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-28

Designations

Other Names

• Anh Kim Tran