David Gerald Mangone

Seelaus Asset Management, LLC

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Current Employers

Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-10
NY	RA	APPROVED	2024-02-28
NJ	RA	APPROVED	2019-06-10

CA RA
APPROVED

Since 2025-09-10
NY RA
APPROVED

Since 2024-02-28
NJ RA
APPROVED

Since 2019-06-10

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

200 Monmouth Street Suite 250, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sterling Wealth Advisors Llc	Red Bank	NJ	05/2015	07/2019
Tribal Capital Markets, Llc	Summit	NJ	08/2012	06/2019
R. Seelaus & Co., Llc	Chatham	NJ	06/2019	Present
Seelaus Asset Management Llc	Chatham	NJ	06/2019	Present

05/2015 → 07/2019

Sterling Wealth Advisors Llc

Red Bank, NJ
08/2012 → 06/2019

Tribal Capital Markets, Llc

Summit, NJ
06/2019 → Present

R. Seelaus & Co., Llc

Chatham, NJ
06/2019 → Present

Seelaus Asset Management Llc

Chatham, NJ

Previous Registrations

2019-01-15 → 2019-07-17

Sterling Wealth Advisors Llc

Holmdel, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-01-10
S63	Uniform Securities Agent State Law Examination	2002-10-21

S65 Uniform Investment Adviser Law Examination

2019-01-10
S63 Uniform Securities Agent State Law Examination

2002-10-21

View on SEC IAPD

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