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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-24 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1850 Mt Diablo Blvd Suite 100, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Greenbrae | CA | 12/2013 | 03/2019 |
| Wells Fargo Advisors Llc | Greenbrae | CA | 12/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenbrae | CA | 11/2016 | 03/2019 |
| U.S. Bancorp Investments, Inc. | San Ramon | CA | 03/2019 | 04/2023 |
| Lpl Financial Llc | Walnut Creek | CA | 04/2023 | 06/2025 |
| Wealth Enhancement Advisory Services | Walnut Creek | CA | 04/2023 | Present |
| Wealth Enhancement Group | Walnut Creek | CA | 04/2023 | Present |
| Wealth Enhancement Brokerage Services | Walnut Creek | CA | 04/2023 | Present |
1. 04/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/17/2023 - Various Hours Per Month - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-01 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-08 |
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