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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-05-16
TX RA APPROVED 2018-05-16
  • CO RA
    APPROVED
    Since 2018-05-16
  • TX RA
    APPROVED
    Since 2018-05-16

Branch Locations

6105 S Main St. Ste. 200, Aurora, CO 80016 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Centennial CO 05/2016 05/2018
Cambridge Investment Research, Inc. Fairfield IA 05/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IN 05/2018 Present
Previous Registrations
  • 2016-05-13 → 2018-05-21
    Signator Investors, Inc.
    Cedar Rapids, IA
    Centennial, CO
    Rochester, MN
  • 2006-01-18 → 2016-05-13
    Centennial, CO
    Englewood, CO
    Cedar Rapids, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 35/TRADING. 05/16/18. 2. DIETZ CAPITAL MANAGEMENT INC, 7343 S ALTON WAY STE 150, CENTENNIAL, CO, 02/2011. PRESIDENT, AS ADVISORY REP OF A RIA. INV REL-0/WK-0/TRADING. 3. DIETZ WEALTH MANAGEMENT GROUP LLC, 7343 S ALTON WAY STE 150, CENTENNIAL, CO, 10/07/2008. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NIR-0/WK-0/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
S63 Uniform Securities Agent State Law Examination 2003-12-19
  • S66 Uniform Combined State Law Examination
    2005-09-20
  • S63 Uniform Securities Agent State Law Examination
    2003-12-19
Designations

View on SEC IAPD

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