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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-31 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
5605 N. Navarro St Ste 200 I, Victoria, TX 77904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | San Antonio | TX | 02/2008 | 01/2020 |
| Sigma Financial | Ann Arbor | MI | 01/2020 | Present |
| Spc | Ann Arbor | MI | 01/2020 | Present |
1. Sale of non-variable insurance products, including life and Long Term Care, through various insurance companies. 2. Named as Executor for parents' estate. Not acting in this capacity - set up for future planning purposes. 3. Candidate for the Victoria County Groundwater Conservation District as a Precinct 3 Representative, Victoria County, TX. Start date: 8/16/26, approx. 2 hrs/mo, none during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-11 |
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