Joseph Mario Esposito

Current Employers

Employment History

• 08/2015 → Present
  Ubs Financial Services Inc.
  Chicago, IL

Previous Registrations

• 2008-10-09 → 2012-05-15
  J.P. Morgan Securities Llc
  Mount Prospect, IL
  Chicago, IL
  Chicago, IL
  Winnetka, IL

Other Businesses

1) FENWICK HIGH SCHOOL 505 W WASHINGTON BLVD OAK PARK, IL 60302 FENWICK HIGH SCHOOL IS A PRIVATE COLLEGE PREPARATORY SCHOOL LOCATED IN OAK PARK, ILLINOIS, FOUNDED IN 1929 AS PART OF THE PROVINCE OF ST. ALBERT THE GREAT (DOMINICAN FRIARS). IT IS THE ONLY SCHOOL OPERATED AND STAFFED BY THE CATHOLIC ORDER OF DOMINICAN FRIARS IN THE UNITED STATES. IT IS NAMED IN HONOR OF CINCINNATI BISHOP EDWARD D. FENWICK. DIRECTOR JUNE 1, 2014 4 HOURS 1 HOUR DIRECTOR OF FENWICK HIGH SCHOOL; MEMBER OF BOARD OF DIRECTORS, FINANCE INVESTMENT, AND DEVELOPMENT COMMITTEES /// 2) HEKTOEN INSTITUTE OF MEDICINE; 2240 WEST OGDEN AVE, 2ND FLOOR, CHICAGO, IL 60612; THE HEKTOEN INSTITUTE IS A COMPREHENSIVE INSTITUTE OF MEDICINE. THE BUSINESS IS NOT INVESTMENT RELATED DIRECTOR, JUNE 2012 2 HRS PER MONTH ZERO STRATEGIC ADVISOR TO THE MANAGEMENT TEAM REGARDING THE ORGANIZATION'S FINANCIAL AFFAIRS. /// 3) NAME OF OTHER BUSINESS: Sota Convoys/ INVESTMENT RELATED?:N / ADDRESS: 53 W Jackson Blvd Ste 1734, Chicago/ NATURE OF THE BUSINESS: Health Care & Pharmaceuticals/ POSITION: Member of Board of directors / DUTIES: Active participant in board meetings / START DATE: 12/6/22 / HOURS DEVOTED TO BUSINESS: NA /// 4) Tomato Jos, Inc.; Cambridge, Massachusetts; Company; Agriculture & Livestock, Tomato farming and production of tomato paste.; Board Observer; Observe board meeting. This is a non-voting position. Start date: 4/12/2024

Exams

• S66 Uniform Combined State Law Examination
  2015-08-24
• S63 Uniform Securities Agent State Law Examination
  2005-02-14

Other Names

• Joe Esposito