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Inactive

Michael John Cook

Bay Colony Advisors

Wrentham, MA

Concord, MA

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Current Employers
Bay Colony Advisors

86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-23
MA RA APPROVED 2020-08-14
  • TX RA
    APPROVED_RES
    Since 2023-02-23
  • MA RA
    APPROVED
    Since 2020-08-14

Branch Locations

155 South Street Suite 202, Wrentham, MA 02093 • United States

86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Plainville MA 02/2005 08/2020
Bay Colony Advisors Wrentham MA 08/2020 Present
Cook & Associates Plainville MA 02/2005 08/2020
Cook Wealth Management Wrentham MA 08/2020 Present
  • 02/2005 → 08/2020
    Lpl Financial
    Plainville, MA
  • 08/2020 → Present
    Wrentham, MA
  • 02/2005 → 08/2020
    Cook & Associates
    Plainville, MA
  • 08/2020 → Present
    Cook Wealth Management
    Wrentham, MA
Previous Registrations
Other Businesses

1. COOK WEALTH MANAGEMENT - OWNER. 08/2020 TO PRESENT. INVESTMENT RELATED. DBA ENTITY THAT MR. COOK WILL PROVIDE ACCOUNTING AND INSURANCE SERVICES THROUGH. WRENTHAM, MA. 2. RENTAL PROPERTY - OWNER. 09/2008. DUTIES INCLUDE MANAGEMENT OF RENTAL PROPERTY. LESS THAN 10% OF TIME SPENT ON THIS ACTIVITY PER MONTH. NOT INVESTMENT RELATED. 3. INSURANCE AGENT - 06/2003 TO PRESENT. DUTIES INCLUDE PROVIDING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. SPEND MORE THAN 10% OF TIME ON THIS ACTIVITY PER MONTH. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-03
  • S66 Uniform Combined State Law Examination
    2003-01-03
Other Names
  • Mike Cook

View on SEC IAPD

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