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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2017-01-31
  • NE RA
    APPROVED
    Since 2017-01-31

Branch Locations

Mutual Of Omaha Plaza, Omaha, NE 68175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Omaha NE 07/2016 Present
Mutual Of Omaha Investor Services Omaha NE 07/2016 Present
  • 07/2016 → Present
    Mutual Of Omaha
    Omaha, NE
  • 07/2016 → Present
    Mutual Of Omaha Investor Services
    Omaha, NE
Previous Registrations
  • 2004-05-03 → 2011-03-15
    Securities America Advisors, Inc.
    Omaha, NE
    La Vista, NE
Other Businesses

LAND OF MILK AND HONEY HERBS, LLC POSITION: Co-owner and Herbalist NATURE: Personal health consultations and herbal supplements INVESTMENT RELATED: No NUMBER OF HOURS: 20/mo. SECURITIES TRADING HOURS: 4/mo. START DATE: 05/01/2015 ADDRESS: 521 N 33rd Street, Omaha NE 68131 DESCRIPTION: Will be involved in providing client consultations and custom-tailored herbal supplements to help foster the improved health and wellness of our clients. OMAHA WHOLE LIVING, LLC POSITION: Co-owner and Educator NATURE: Retail product sales and classes related to healthy and natural living. INVESTMENT RELATED: No NUMBER OF HOURS: 20/mo. SECURITIES TRADING HOURS: 4/mo. START DATE: 05/01/2015 ADDRESS: 521 N 33rd St, Omaha NE 68131 DESCRIPTION: Will be involved in delivering and facilitating classes for the local community on topics related to healthy and natural living. Retail product sales may include a diversity of products related to healthy and natural living. Business income will also include "shelf space" fees from product providers and overrides on sales of products from product providers. Similarly, local product providers may pay fees for the direct use of (or access to) our retail business space.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-23
  • S66 Uniform Combined State Law Examination
    2017-01-23
Other Names
  • Dan Bodmann
  • Daniel William Bodmann

View on SEC IAPD

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