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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-11
IL RA APPROVED 2021-07-07
  • TX RA
    APPROVED_RES
    Since 2022-07-11
  • IL RA
    APPROVED
    Since 2021-07-07

Branch Locations

Chicago, IL • United States

600 Hillgrove Ave # 2, Western Springs, IL 60558 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blakcrock Investments, Inc Chicago IL 09/2002 01/2021
Unemployed Chicago IL 02/2021 07/2021
Lpl Financial Llc Western Springs IL 07/2021 Present
  • 09/2002 → 01/2021
    Blakcrock Investments, Inc
    Chicago, IL
  • 02/2021 → 07/2021
    Unemployed
    Chicago, IL
  • 07/2021 → Present
    Western Springs, IL
Previous Registrations
Other Businesses

1)7/2021- LTS Wealth LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Western Springs, IL- start date 6/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-16
  • S66 Uniform Combined State Law Examination
    2006-11-16

View on SEC IAPD

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