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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-16
  • TX RA
    APPROVED_RES
    Since 2015-12-16

Branch Locations

80 Guardian Ct Ste 115, Rocky Mount, NC 27804 • United States

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rocky Mount NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rocky Mount NC 11/2016 Present
Other Businesses

NOTARY PUBLIC; NON INVESTMENT RELATED; NORTH CAROLINA; NOTARIZE DOCUMENTS; START 9/10; 1 HR PER MONTH 1 HR DURING TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-04
  • S63 Uniform Securities Agent State Law Examination
    2011-10-04

View on SEC IAPD

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