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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2014-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Boston | MA | 04/2014 | Present |
| Flagship Harbor Advisors, Llc | Boston | MA | 04/2014 | Present |
(1) 04/09/2014: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 04/09/2014: Pinnacle - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1% Time Spent - Agent. Lines of insurance: LTC, disability, term, UL, whole life, fixed annuities (3) 05/06/2014: Flagship Harbor Advisors - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 50% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in April, 2014. I expect to spend approximately 50% of the time spent per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 9/21/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 01/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Notary Public, Commonwealth of MA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-09 |
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