Wenjun Yang

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Jose	CA	08/2010	Present

08/2010 → Present

Lpl Financial, Llc

San Jose, CA

Previous Registrations

2006-10-05 → 2010-08-24

Investment Advisors International, Inc.

Alviso, CA

Other Businesses

(1) 7/10/2017 - IntoWealth, Inc., DBA IntoWealth Insurance Services, California DBA Into General Insurance Agency - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 07/01/2016 - 20 Hours Per Month/4 Hours During Securities Trading. (2) 05/24/2022 - No Business Name - Investment Related - Milpitas, CA 95035 - Real Estate Rental - co-owner - Start Date - 02/01/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-04
S63	Uniform Securities Agent State Law Examination	2002-10-26

S65 Uniform Investment Adviser Law Examination

2006-01-04
S63 Uniform Securities Agent State Law Examination

2002-10-26

View on SEC IAPD