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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-06-07 |
Branch Locations
66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States
River Edge, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 09/2008 | Present |
1. The name of the other business - Down By The Sea Shore LLC 2. Whether the business is investment-related - No 3. The address of the other business - 157 Van Saun Drive, River Edge, NJ 07661 4. The nature of the other business - The LLC will contain the deed and mortgage of a residential property 5. Your position - Owner 6. Title - Owner 7. Relationship with the other business - Owner 8. The start date of your relationship - May 2, 2023 9. The approximate number of hours/month you devote to the other business- approx. 4 hours/ month 10. The number of hours you devote to the other business during securities trading hours- less than 1 hour/ month 11. Briefly describe your duties relating to the other business- The residential property may be rented during the year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-28 |
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