Damian John Caruso

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-02-17

TX RA
APPROVED

Since 2016-02-17

Branch Locations

7800 Preston Rd Ste 121, Plano, TX 75024 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-06-19

TX RA
APPROVED

Since 2006-06-19

Branch Locations

Canton, GA • United States

7800 Preston Road Suite 121, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment Planning, Inc.	Austin	TX	06/2006	Present

06/2006 → Present

Lincoln Investment Planning, Inc.

Austin, TX

Other Businesses

DJC Financial Advisors, LLC Position: Sole Member Nature: tax related purposes Investment Related: No # of Hours: 160 Securities Trading Hours: 130 Address: 2925 Moody Dr. Plano, Texas 75025 Description: Entity created for tax related purposes.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-16
S63	Uniform Securities Agent State Law Examination	2002-09-14

S65 Uniform Investment Adviser Law Examination

2006-06-16
S63 Uniform Securities Agent State Law Examination

2002-09-14

View on SEC IAPD