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Sunnyvale, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
Montara, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pwwm Group | Palo Alto | CA | 12/2004 | Present |
| Honu Wealth Management | Los Altos | CA | 06/2007 | Present |
STEPHEN SUSTRICK HAS BEEN INVOLVED IN NON-INVESTMENT RELATED CONSULTING, FINANCE AND ACCOUNTING THROUGH PWWM GROUP, 228 HAMILTON AVE, PALO ALTO, CA SINCE 12/2004 AS A DIRECTOR. HE SPENDS 80 TO 120 HOURS PER MONTH OF WHICH 5 TO 40 ARE DURING SECURITIES TRADING HOURS. DUTIES AND SERVICES INCLUDE GENERAL ACCOUNTING, CASH MANAGEMENT, BUDGETING, FORECASTING FINANCIAL MODELING, FINANCIAL PLANNING AND ANALYSIS, BUSINESS SYSTEMS RE-ENGINEERING, PROCESS IMPROVEMENT, AND OPERATIONAL COST EFFECTIVENESS EFFICIENCY REVIEWS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-14 |
| S66 | Uniform Combined State Law Examination | 2002-12-04 |
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