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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-22
FL RA APPROVED 2024-09-30
NC RA APPROVED 2024-09-30
SC RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2026-07-22
  • FL RA
    APPROVED
    Since 2024-09-30
  • NC RA
    APPROVED
    Since 2024-09-30
  • SC RA
    APPROVED
    Since 2024-06-14

Branch Locations

Longs, SC • United States

2411 N Oak St, Ste 305 S, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Asset Management Minneapolis MN 06/2006 01/2019
Questar Capital Corporation Minneapolis MN 12/2006 01/2019
Securities America, Inc. Myrtle Beach SC 01/2019 06/2024
Securities America Advisors Myrtle Beach SC 01/2019 06/2024
Osaic Wealth, Inc. Myrtle Beach SC 06/2024 Present
  • 06/2006 → 01/2019
    Questar Asset Management
    Minneapolis, MN
  • 12/2006 → 01/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 01/2019 → 06/2024
    Securities America, Inc.
    Myrtle Beach, SC
  • 01/2019 → 06/2024
    Securities America Advisors
    Myrtle Beach, SC
  • 06/2024 → Present
    Myrtle Beach, SC
Previous Registrations
  • 2019-01-25 → 2024-06-14
    Securities America Advisors, Inc.
    Myrtle Beach, SC
  • 2006-06-14 → 2019-01-25
    Questar Asset Management, Inc.
    Myrtle Beach, SC
  • 2005-03-01 → 2006-06-14
    Usallianz Securities, Inc.
    Myrtle Beach, SC
    Franklin, TN
    Cornelius, NC
    Myrtle Beach, SC
Other Businesses

1. INSURANCE POSITION: Insurance Agent NATURE: Insurance, FIA, Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/14/1981 ADDRESS: 2411 N. Oak Street, Suite 305 S, Myrtle Beach SC 29577, United States DESCRIPTION: Solicit based on client needs 2. DUPREZ FINANCIAL - DBA 3. ADVISORY POSITION: Investment Advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/20/2019 ADDRESS: 2411 N. Oak Street, Suite 305 S, Myrtle Beach SC 29577, United States DESCRIPTION: Solicit based on clients needs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-23
S63 Uniform Securities Agent State Law Examination 2002-12-13
  • S66 Uniform Combined State Law Examination
    2005-02-23
  • S63 Uniform Securities Agent State Law Examination
    2002-12-13

View on SEC IAPD

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