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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-07
  • MI RA
    APPROVED
    Since 2010-06-07

Branch Locations

Rockford, MI • United States

625 Kenmoor Avenue Suite 301, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/2002 06/2020
Equitable Advisors, Llc New York NY 09/2002 Present
Other Businesses

APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF Equitable NETWORK. DARLENE FREDERICK PHOTOGRAPHY, OWNER, 7/1/2016, 5 HOURS PER MONTH, $1,000 YEARLY COMPENSATION. MARQUISE FINANCIAL, OWNER, 11/2023, INSURANCE SALES, 10 HOURS PER MONTH, 200 PER YEAR COMPENSATION. AT ASPEN LLC, PRODUCER, 1/1/2020, 160 HOURS PER MONTH, 150,000 COMPENSATION. SUCCESSOR CO-TRUSTEE OF HUSBAND'S TRUST. POWER OF ATTORNEY AND PERSONAL REPRESENTATIVE OF MOTHER'S ESTATE. OWNER OF LLC, 9/2024, 10 HOURS PER MONTH, 5000 PER YEAR COMPENSATION. MARQUIS LLC, OWNER, 9/2024, 10 HOURS PER MONTH, 5000 PER YEAR COMPENSATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-18
  • S66 Uniform Combined State Law Examination
    2002-12-18
Other Names
  • Darlene M Fredericks

View on SEC IAPD

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