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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-06-07
  • NJ RA
    APPROVED
    Since 2018-06-07

Branch Locations

Summit, NJ • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 06/2010 04/2018
Columbia Management Investment Distributors, Inc. Summit NJ 06/2018 Present
  • 06/2010 → 04/2018
    Invesco Distributors, Inc.
    Houston, TX
  • 06/2018 → Present
    Columbia Management Investment Distributors, Inc.
    Summit, NJ
Previous Registrations
  • 2010-07-20 → 2018-04-05
    Atlanta, GA
    Hoboken, NJ
    Summit, NJ
  • 2007-04-02 → 2010-06-08
    Morgan Stanley & Co. Llc
    Boston, MA
    New York, NY
    Dallas, TX
    Dallas, TX
    New York, NY
  • 2006-04-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jersey City, NJ
    Purchase, NY
Other Businesses

Name of Activity: OZ Family Properties LLC; Date Activity Started/Modified/Ended: 7/1/2024; Type of Activity: Field is Blank!; Role/Relationship: Owner/ Proprietor; Responsibilities: Landlord; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-07
  • S66 Uniform Combined State Law Examination
    2006-04-07

View on SEC IAPD

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