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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED_RES | 2023-05-04 |
Branch Locations
Fort Lauderdale, FL • United States
500 East Broward Blvd Suite 1630, Fort Lauderdale, FL 33394 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Fort Lauderdale | FL | 05/2023 | Present |
TCL HOLDINGS, LLC, INVT RELATED, FORT LAUDERDALE, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 3/1/2006, 0 HRS PER MONTH, 0 HRS DURING TRADING, FAMILY ESTATE PLANNING. SEASTAR REALTY MANAGEMENT, LLC, FORT LAUDERDALE, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 5/15/2014, 1 HR PER MONTH, 0 HRS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, FORT LAUDERDALE, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 5/14/2014, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, FORT LAUDERDALE, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 5/15/2014, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY. OCEANIC WEALTH MANAGEMENT LLC; INV RELATED;FORT LAUDERDALE,FL; FINET PRTC;100% OWNERSHIP; START DATE: 05/08/2023; 60 HRS PER MONTH; 60 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-08 |
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