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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-10-18
NY RA APPROVED 2021-10-15
TX RA APPROVED_RES 2021-10-15
  • CT RA
    APPROVED
    Since 2021-10-18
  • NY RA
    APPROVED
    Since 2021-10-15
  • TX RA
    APPROVED_RES
    Since 2021-10-15

Branch Locations

285 Riverside Avenue Suite 335, Westport, CT 06880 • United States

Wilton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 03/2012 10/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2021
Rbc Capital Markets, Llc Westport CT 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 10/2021
City National Bank Westport CT 02/2022 Present
  • 03/2012 → 10/2021
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → 10/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2021 → Present
    Westport, CT
  • 01/2015 → 10/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 02/2022 → Present
    City National Bank
    Westport, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-25
  • S66 Uniform Combined State Law Examination
    2002-11-25

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