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John S Douglass

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-02-24
FL RA APPROVED 2010-09-15
TX RA APPROVED 2010-09-09
  • NJ RA
    APPROVED
    Since 2023-02-24
  • FL RA
    APPROVED
    Since 2010-09-15
  • TX RA
    APPROVED
    Since 2010-09-09

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2010 Present
Bank Of America,N.A. Jacksonville FL 09/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-08
S63 Uniform Securities Agent State Law Examination 2002-09-24
  • S66 Uniform Combined State Law Examination
    2010-09-08
  • S63 Uniform Securities Agent State Law Examination
    2002-09-24
Other Names
  • John Stanford Douglass

View on SEC IAPD

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