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Inactive

Mark Stephen Nicholas

Transform Retirement

Green Bay, WI

De Pere, WI

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Current Employers
Transform Retirement

De Pere, WI • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

340 North Broadway Street Suite 200, Green Bay, WI 54303 • United States

De Pere, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plan Adminstrators, Inc. De Pere WI 05/2007 10/2021
Employer Retirement Investment Advisors, Llc Depere WI 10/2010 11/2018
Pai Trust Company, Inc. De Pere WI 06/2012 10/2021
Newport Group Consulting, Llc Lake Mary FL 11/2020 09/2021
Transform Retirement, Llc De Pere WI 10/2021 Present
  • 05/2007 → 10/2021
    Plan Adminstrators, Inc.
    De Pere, WI
  • 10/2010 → 11/2018
    Employer Retirement Investment Advisors, Llc
    Depere, WI
  • 06/2012 → 10/2021
    Pai Trust Company, Inc.
    De Pere, WI
  • 11/2020 → 09/2021
    Newport Group Consulting, Llc
    Lake Mary, FL
  • 10/2021 → Present
    Transform Retirement, Llc
    De Pere, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-25
S63 Uniform Securities Agent State Law Examination 2003-02-28
  • S65 Uniform Investment Adviser Law Examination
    2010-03-25
  • S63 Uniform Securities Agent State Law Examination
    2003-02-28

View on SEC IAPD

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