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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-28
DC RA APPROVED 2003-02-20
VA RA APPROVED 2003-02-13
  • TX RA
    APPROVED_RES
    Since 2009-08-28
  • DC RA
    APPROVED
    Since 2003-02-20
  • VA RA
    APPROVED
    Since 2003-02-13

Branch Locations

8401 Greensboro Dr Ste 230, Mclean, VA 22102-3598 • United States

Boyce, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Reston VA 09/2005 03/2020
Ameriprise Financial Services, Llc Vienna VA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 220 Lafayette Lane, , Paris, VA, 20130; Investment-Related; 06/01/2022. Board of Directors; Clarke County Education Foundation; Treasurer; Post Office Box 1252, , Berryville, VA, 22611; Investment-Related; 06/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 301 Vienna LLC; Financial Advisor - Financial advising; ; 301 Maple Avenue West Suite 520Vienna, VA 20130, ,; Investment-Related; 09/19/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Wolfpack Accounting Solutions, LLC; Just do tax preparation.; Tax Preparation; 104 Roseville Court, , Boyce, VA, 22620; Not Investment-Related; 01/01/2020; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-11
  • S66 Uniform Combined State Law Examination
    2003-02-11

View on SEC IAPD

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