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Matthew Christian Brosey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-08
SC RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2010-02-08
  • SC RA
    APPROVED
    Since 2009-10-23

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston SC 10/2009 Present
Bank Of America, N.A. Charleston SC 04/2011 Present
Previous Registrations
  • 2003-03-14 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Charleston, SC
    Charleston , SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-24
S63 Uniform Securities Agent State Law Examination 1999-11-18
  • S66 Uniform Combined State Law Examination
    2002-05-24
  • S63 Uniform Securities Agent State Law Examination
    1999-11-18

View on SEC IAPD

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