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Adam Joseph Smit

LPl Financial LLC

Stanley, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-04
WI RA APPROVED 2010-11-26
  • TX RA
    APPROVED
    Since 2026-02-04
  • WI RA
    APPROVED
    Since 2010-11-26

Branch Locations

963 Pine Street, Stanley, WI 54768 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Stanley WI 11/2010 Present
  • 11/2010 → Present
    Lpl Financial
    Stanley, WI
Previous Registrations
  • 2003-10-22 → 2010-11-29
    Stanley, WI
    Altoona, WI
    Eau Claire, WI
Other Businesses

1. 11/24/10 - ADAM SMIT INVESTMENT MANAGEMENT, LLC/ DBA ONLY/ STANLEY, WI 2. 1/7/2021 - Tire Swamp LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Real estate income, passive ownership interests in LLCs, partnerships or other non-traded entities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-10-09
  • S63 Uniform Securities Agent State Law Examination
    2003-10-09
Designations

View on SEC IAPD

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