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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-04 |
| WI | RA | APPROVED | 2010-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Stanley | WI | 11/2010 | Present |
1. 11/24/10 - ADAM SMIT INVESTMENT MANAGEMENT, LLC/ DBA ONLY/ STANLEY, WI 2. 1/7/2021 - Tire Swamp LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Real estate income, passive ownership interests in LLCs, partnerships or other non-traded entities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-10-09 |
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