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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| College Funding/Alliance Financial | Bedford | MA | 02/2002 | 06/2020 |
| Commonwealth Financial Network | Waltham | MA | 08/2002 | 06/2020 |
| Bartholomew & Company, Inc. | Bedford | MA | 10/2018 | 06/2020 |
| Commonwealth Financial Network | Waltham | MA | 08/2020 | 03/2023 |
| Bartholomew & Company | Worcester | MA | 08/2020 | 03/2023 |
| College Funding/Alliance Financial | Bedford | MA | 08/2020 | 03/2023 |
| Commonwealth Financial Network | Waltham | MA | 01/2026 | Present |
| Retired | Stoneham | MA | 03/2023 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-16 |
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