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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-16 |
| MT | RA | APPROVED | 2020-01-15 |
Branch Locations
1018 West Custer Ave Ste 3, Helena, MT 59602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Custer Avenue Financial Group | Helena | MT | 04/2008 | 01/2020 |
| Securities America, Inc. | Helena | MT | 01/2009 | 01/2020 |
| Securities America Advisors, Inc. | Lavista | NE | 01/2009 | 01/2020 |
| Dunn Financial Solutions | Helena | MT | 08/2008 | Present |
| Lpl Financial Llc | Helena | MT | 01/2020 | Present |
1)1/15/2020- DUNN FINANCIAL SOLUTIONS- DBA for LPL Business (entity for LPL business)- Inv. Related- Helena, MT - 160hrs/mth - 100% 2)1/15/2020-DUNN FINANCIAL SOLUTIONS- Non-Variable Insurance- Inv. Related- Helena, MT- start date 4/1/2000 - 40hrs/mth- 25%. 3) 1/15/2020 - INTREPID CREDIT UNION - Not Investment Related - Non-Profit Board Member - 915 Kessler St, Helena MT 59601, United States - Non-Profit Board Member - Started 01/23/2018 - 3 Hours Per Month/0 Hours During Securities Trading - Time Spent 2%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-12 |
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