Phuong Thi Nguyen

Current Employers

Quality Wealth Care, Llc.

Spring, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-01-01

TX RA
APPROVED

Since 2006-01-01

Branch Locations

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nugent & Associates, Inc.	Houston	TX	11/2004	Present
Quality Wealth Care, Llc.	Houston	TX	11/2005	Present

11/2004 → Present

Nugent & Associates, Inc.

Houston, TX
11/2005 → Present

Quality Wealth Care, Llc.

Houston, TX

Previous Registrations

2004-07-02 → 2005-12-31

On Investment Management Co

Houston, TX
2003-01-08 → 2004-07-09

Cetera Wealth Services, Llc

Houston, TX

Other Businesses

PARTIME EMPLOYEE OF NUGENT & ASSOCIATES, INC. - NON-INVESTMENT RELATED - AS: 1)INSURANCE AGENT: 50-80 HRS/MON 2)ACCOUNTANT: FULL TIME DURING TAX FILING PEAK (FEB-APR) AND AS NEEDED OTHERWISE 3)BUSINESS CONSULTANT: AS NEEDED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-25

S66 Uniform Combined State Law Examination

2002-10-25

Other Names

Theresa T. Nguyen
Phuong Thi Hoang

View on SEC IAPD