James Robert Mitchell

Current Employers

Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-04-30

CA RA
APPROVED

Since 2013-04-30

Branch Locations

Little Rock, AR • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Funds	Los Angeles	CA	05/2007	06/2025
Capital Client Group, Inc,	Los Angeles	CA	06/2025	Present

05/2007 → 06/2025

American Funds

Los Angeles, CA
06/2025 → Present

Capital Client Group, Inc,

Los Angeles, CA

Previous Registrations

2003-01-02 → 2007-05-30

Federated Investment Counseling

Pittsburgh, PA

Other Businesses

AS OF MARCH 2017, I AM A MEMBER OF AN LLC CREATED FOR THE PURPOSE OF PASSIVE REAL ESTATE INVESTING. THE BUSINESS IS CALLED IRIS PROPERTIES, LLC. THIS BUSINESS IS NOT INVESTMENT-RELATED. I DO NOT EXPECT TO DEVOTE ANY HOURS TOWARDS THIS LLC DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-04

S66 Uniform Combined State Law Examination

2002-11-04

Designations

Other Names

Jay Mitchell
James Robert Mitchell
James Robert Mitchell Iii

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