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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-02 |
| GA | RA | APPROVED | 2009-03-25 |
Branch Locations
Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Atlanta | GA | 03/2009 | Present |
1. ROSE LOCKE CASTING - 4219 MOCCASIN TRAIL, WOODSTOCK, GA 30187 - NOT INVESTMENT RELATED - CASTING AGENT - MOVIE/TELEVISION EXTRA - JUNE 2019 - 6 DAYS/YEAR APPROXIMATELY 2. CENTRAL CASTING GEORGIA-NOT INVESTMENT RELATED-235 PEACHTREE ST. NW #217, ATLANTA, GA 30303-BACKGROUND/EXTRAS FOR MOVIE & TV PRODUCTION-BACKGROUND/EXTRA-JANUARY 2021 START DATE-9 HOURS PER MONTH-2 HOURS PER MONTH DURING SECURITIES TRADING HOURS-FILM AND TELEVISION PRODUCTION 3. GLENN BRUCE GRIMES VANDERVER IRREVOCABLE TRUST. CO-TRUSTEE. INVESTMENT RELATED-YES-MANAGEMENT OF INVESTMENT ACCOUNT HELD AT OPPENHEIMER &CO. BEGINNING 12/25. APPROX. 1 HOUR/MONTH TOTAL-30 MIN/MONTH DURING TRADING HOURS 4. BENJAMIN RICHARD STONE IRREVOCABLE TRUST. CO-TRUSTEE. INVESTMENT RELATED-YES-MANAGEMENT OF INVESTMENT ACCOUNT HELD AT OPPENHEIMER &CO. BEGINNING 12/25. APPROX. 1 HOUR/MONTH TOTAL-30 MIN/MONTH DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-27 |
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