Kimberly Ann Gieseler

Current Employers

Employment History

• 01/2009 → 10/2018
  Lpl Financial, Llc
  Golden, CO
• 10/2018 → Present
  Cwm, Llc
  Omaha, NE
• 10/2018 → Present
  Valorem Financial
  Arvada, CO
• 10/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2018 → Present
  Carson Group Partners
  Omaha, NE
• 02/2009 → 12/2022
  The Kimberly Group, Inc
  Littleton, CO
• 06/2015 → 12/2022
  Kg Ph, Llc
  Vista, CA
• 02/2009 → Present
  Kg Parker, Llc
  Parker, CO
• 06/2015 → Present
  Kg Family, Llc
  Littleton, CO
• 03/2022 → Present
  Gss Mobile, Llc
  Jackson, TN

Previous Registrations

• 2009-02-05 → 2018-11-07
  Lpl Financial Llc
  Golden, CO
  Greenwood Village, CO
  Denver, CO
  Lakewood, CO
  Golden, CO
  Golden, CO
  Arvada, CO
• 2003-11-19 → 2009-02-25
  Msi Financial Services, Inc.
  Littleton, CO
  Scottsdale, AZ
  Greenwood Village, CO

Other Businesses

(1) CWM, LLC INV REL: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 10/2018 APX # OF HRS PER WK: 40 APX # OF HRS DUR TRADING HRS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE (2) FIXED INSURANCE WITH VARIOUS COMPANIES INV REL: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX # OF HRS PER WEEK: VARIES APX # OF HRS DUR TRADING HRS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG-TERM CARE (3) CARSON GROUP PARTNERS INV REL: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX # OF HRS PER WK: 40 APX # OF HRS DUR TRADING HRS: 40 BRIEF DESCRIPTION OF DUTIES: WEALTH ADVISOR (4) VALOREM FINANCIAL INV RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: CO-FOUNDER APX # OF HRS PER WK: 40 APX # OF HRS DURING TRAD HRS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS (5) KG FAMILY, LLC INV REL: NO ADDRESS: 6429 S MILLER WAY, LITTLETON, CO 80127 NATURE OF BUSINESS: LLC FOR TAX REPORTING START DATE: 06/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HRS PER WK: 0 APX # OF HRS DUR TRADING HRS: 0 BRIEF DESCRIPTION OF DUTIES: LLC FOR TAX PURPOSES FOR RENTAL PROPERTIES (6) KG PARKER, LLC INV REL: NO ADDRESS: 19439 E. MANN CREEK DR. #E, PARKER, CO 80134 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 02/2009 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HRS PER WK: 0 APX # OF HRS DUR TRADING HRS: 0 BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL RENTAL PROPERTY (7) AKA GSS, LLC; INV REL: NO ADDRESS: SAME AS RESIDENTIAL LOCATION; START DATE: 3/2022;POSITION/TITLE/RELATIONSHIP: MEMBER; APX # OF HRS PER WEEK: 0 ;RENTAL PROPERTIES; (8)GSS GOLDEN, LLC; INV REL: NO ADDRESS: 18238 W. 3RD PL GOLDEN, CO 80401; START DATE: 3/2022; MEMBER; APX # OF HRS PER WEEK: 0 ;MULTI UNIT PROPERTY; (9)GSS TABOR, LLC; INV REL: NO ADDRESS: 4410 TABOR ST WHEATRIDGE, CO 80033 ; START DATE: 3/2022; MEMBER;APX # OF HRS PER WEEK: 0 ; MULTI UNIT PROPERTY; (10)GSS MOBILE, LLC; INV REL: NO ADDRESS: 2252 HIGHWAY 70 E. JACKSON, TN 38305; START DATE: 12/2023; MEMBER;APX # OF HRS PER WEEK: 0 ;COMMERCIAL PROPERTY; (11)GSS CA RES, LLC; INV REL: NO ADDRESS: VISTA, CA 92083; START DATE: 3/2022; MEMBER;APX # OF HRS PER WEEK: 0 ;2 RESIDENTIAL PROPERTIES; (12)GSS CA COM, LLC; INV REL: NO ADDRESS: VISTA, CA 92083; START DATE: 3/2022; MEMBER; APX # OF HRS PER WEEK: 0 ;2 COMMERCIAL PROPERTIES ; (13)TROOP 68147; NO; 9904 W. CAPRI AVE LITTLETON,CO 80123; GIRL SCOUTS LEADER; 10/2017; 1.5 HRS; CO LEADER OF GIRL SCOUT TROOP; (14) NAME OF OTHER BUSINESS: HMMG, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: DBA FOR TAX REPORTING; START DATE: 06/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX REPORTING PURPOSES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-02-13
• S65 Uniform Investment Adviser Law Examination
  2002-12-20

Designations

Other Names

• Kimberly Ann Frey
• Kimberly Ann Frey