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230 3Rd Avenue Suite 6, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Waltham | MA | 10/2019 | 07/2022 |
| New York Life Insurance Co | Waltham | MA | 09/2019 | 07/2022 |
| Spo Partners & Co | San Antonio | TX | 05/2014 | 09/2019 |
| Eagle Strategies Llc | Waltham | MA | 01/2020 | 07/2022 |
| True North Financial Partners, Llc | Waltham | MA | 02/2020 | 07/2022 |
| Ballentine Partners, Llc | Waltham | MA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-09 |
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