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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-23 |
| CA | RA | APPROVED | 2019-09-16 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States
San Francisco, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc | San Francisco | CA | 02/2010 | 05/2019 |
| Jpmorgan Chase Bank | San Francisco | CA | 01/2010 | 05/2019 |
| Ubs Financial Services Inc. | San Francisco | CA | 08/2019 | Present |
California Labs, Inc. aka - www.joinloop.com / 1540 Market Street, Suite 100 San Francisco, CA 94102 / Company/ Information Technology / Loop is a family communication device for the home that allows you to seamlessly share video, photos, and video chat. / Advisor or advisory group member if advice given may influence an officer/board / Still to be defined as advisor role is up for board approval but for the most part will hold normal duties of tech company advisor which is to be a strategic sounding board and help with networking and partnership opportunities. Time requirement is minimal, maybe a few conversations each year outside of my normal UBS business hours. Expected approval from company to be granted around/by Sept 1, 2019 but could be sooner or the following week. Listing Sept 1, 2019 for now as Loop board hasn't prioritized approving my advisor role the past few months and is trying to wrap it up this week. / Start Date 9/1/2019. 2) 1392 McAllister Street,,CAUnited States,a condo in san francisco owned by me and my wifeReal Estate,rental condo,Proprietor / ownermy wife and i own this condo and will act as landlord and perform normal landlord duties including assisting with maintenance requests and/or finding specialists to assist with plumbing, electrical, etc.,Start date -12/8/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-20 |
| S66 | Uniform Combined State Law Examination | 2002-12-11 |
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